Tax Information and Reporting – Reports and Dates

Tax InformationTax Information

TAX INFORMATION AND REPORTING

Reports and Dates

Reports: Tax Year 2023


Forms and reports will be available by the end of the day of the date listed.


US Persons and Entities
Form/Worksheet Available Reported To Received By
1099-R January 31, 2024 Internal Revenue Service
  • IRAs, Roth IRAs and SEP IRA accounts
Consolidated Form 1099
(includes forms 1099-INT, 1099-OID, 1099-DIV, 1099-B, 1099-MISC, 1099-NEC)		 February 15, 2024 Internal Revenue Service
  • All accounts
Worksheet for Form 8949 March 1, 2024
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs Trusts and Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients
Gain/Loss Worksheet for 1256 Contracts February 15, 2024
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs, Trusts, unincorporated businesses and owners of Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients
WHFIT Tax Information Statement March 15, 2024
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs, Trusts and Unincorporated Businesses
  • Advisor and Fully Disclosed Broker Clients
Form 2439 (for calendar year RICs) 90 days after year-end of reporting entity Internal Revenue Service
  • All accounts
Form 5498 May 31, 2024 Internal Revenue Service
  • IRAs, Roth IRAs and SEP IRAs

Non US Persons and Entities
Form/Worksheet Available Reported To Received By
Form 1042-S March 15, 2024 Internal Revenue Service
  • All accounts

Canadian Persons and Entities
Form/Worksheet Available Reported To Received By
T5 February 28, 2024 Canada Revenue Agency
  • All accounts
T5008 February 28, 2024 Canada Revenue Agency
  • All accounts
T3 March 31, 20241 Canada Revenue Agency
  • All accounts
T4RSP February 28, 20241 Canada Revenue Agency
  • All accounts
T5013 March 31, 20241 Canada Revenue Agency
  • All accounts

Québec Residents and Entities
Form/Worksheet Available Reported To Received By
Relevé 2 February 28, 2024 Revenu Québec
  • All accounts
Relevé 3 February 28, 2024 Revenu Québec
  • All accounts
Relevé 18 February 28, 2023 Revenu Québec
  • All accounts
Relevé 15 March 31, 20241 Revenu Québec
  • All accounts
Relevé 16 March 31, 20241 Revenu Québec
  • All accounts

Canadian Non Residents 2
Form/Worksheet Available Reported To Received By
NR4 March 31, 20241 Canada Revenue Agency
  • All accounts

All Clients
Form/Worksheet Available Reported To Received By
Annual Statement January 31, 2024
  • All accounts
Dividend Report February 15, 2024 (US clients)
March 15, 2024 (Non-US clients)
  • All accounts
Forex Income Worksheet February 29, 2024
  • Individuals and Primary Joint Account Holders
  • Partnerships, LLCs Trusts and Disregarded Entities
  • Advisor and Fully Disclosed Broker Clients

  1. Or next business day if weekend/holiday.
  2. Non-residents of Canada, holding Canadian Securities.